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合规总监

网络CCO, chief compliance officer

合规总监

合规总监

合规总监

CCO, chief compliance officer

...), 风险总监(CRO), 创意总监(CCO), 合规总监(CCO, chief compliance officer), 审计总监(CAE), 人事总监(CHRO)。

1

After being approved by local securities regulatory bureau , the compliance director can take post .

经公司住所地证监局认可后，合规总监方可任职。

2

Article 8 Securites companies shall set up director position of compliance management.

第八条证券公司设合规总监。

3

Performance of role and responsibility of compliance director ;

合规总监履行职责情况；

4

Article 9 Compliance director shall meet the following condition for the position

第九条合规总监应当具备下列任职条件

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